Posts Tagged ‘SEC Regulation D’

Regulation D Securities | What are Regulation D Securities?

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Regulation D investment strategy

Regulation D investment Strategy

An approach in which the fund manager provides financing to publicly traded companies, usually in exchange for a privately placed convertible note issued at a discount. Also known as PIPES (private investments in public entities).

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SEC Regulation D | SEC Regulation D Definition

admin | Tuesday, August 9th, 2005 | No Comments »

SEC Regulation D

SEC Regulation D Explanation

A provision in the Securities Act of 1933 that allows privately placed transactions to take place without SEC registration and prohibits hedge funds from advertising themselves to the general public. It also outlines which parties qualify as company insiders.

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