Hedge Fund Registrations and Licenses

Hedge Fund Registrations Question

Do I Need Registrations or Licenses to Open a Fund?

question mark naught101 011 Hedge Fund Registrations and Licenses

Brent Gillett, a partner at the Investment Law Group, has contributed a question and answer series covering the establishment of a hedge fund and laws related to hedge funds.


Question: Do I need any registrations or licenses to operate a fund?

Answer: Possibly. Each state has different registration requirements and exemptions. If a state does require a manager to be registered, usually the manager will be required to have passed the Series 65 exam.

Guest author: Brent S. Gillett, partner at the Investment Law Group. To find more information about the Investment Law Group follow this link.

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